Clients & Representative Transactions

Resolving a thorny SEC investigation

MANGUM & ASSOCIATES

Resolving a thorny SEC investigation

Our firm recently handled a case where our client, an oil and gas drilling company, was facing multiple and concurrent investigations by state and federal securities regulators, which caused significant damage to investor relations and burdened company management. Our first step was to successfully negotiate and narrowly tailor the SEC and state investigations and highlight the many reasons why the investigation of our client was unwarranted.

We were then able to get all of the investigations dropped or concluded with no adverse outcome or penalty to the client within a 12 month timeframe — an incredibly short time frame in this type of situation.

MANGUM & ASSOCIATES

Completing a successful triangular merger

For a client who builds and manages corporate special event centers across the United States, we helped complete a reverse triangular merger, corporate restructuring, and a subsequent capital equity offering of $20,000,000.

PPM attorney and securities lawyer
Securing an EB5 Visa

MANGUM & ASSOCIATES

Securing an EB5 Visa for a Chinese company

We were retained by a Chinese-owned real estate development firm to structure a new U.S. job-creation business enterprise that constructed school, residential, and commercial properties throughout the U.S.

MANGUM & ASSOCIATES

Compliant Initial Coin Offering (ICO)

We recently helped a multi-national cryptocurrency issuer structure an initial coin offering (ICO) in compliance with U.S. securities laws pursuant to a Simple Agreement for Future Tokens (SAFT) to U.S. accredited investors under Regulation D Rule 506(c) of the Securities Act of 1933, as amended, and Regulation S for international non-U.S. token / SAFT investors.

Compliant Initial Coin Offering

Current and Past Clients

MANGUM & ASSOCIATES

Testimonial

Scroll to Top